[On the background to the proskynesis debate and its significance.
With specific reference to Ernst Badian.]
In his article on the deification of Alexander the Great, Ernst Badian
[in Ancient Macedonian Studies in Honour
of Charles F. Edson, 1981] considers the question from two different
angles:
1. The significance of the proskynesis
debate in the context of 'the classic theory of religious demarcations within
the spheres of the divine, and between it and the human' [p28] as set out by one
of the participants in the debate, Callisthenes.
2. The nature of the evidence for the
'deification' of Alexander in his lifetime, and the successors, and whether or not
any evidence can be found for the deification of living men among the Greeks
before the time of Alexander.
Badian's treatment of the latter question is inadequate because
he does not clearly distinguish between types of cult - i.e., Heroic and divine
- which, within the supposed 'classic theory of religious demarcations within
the spheres of the divine and between it and the human' must be of importance.
Evidence of cult of a living man is insufficient to support an argument that
the particular individual has been deified, and to discuss the question of
deification of individuals without considering the distinct types of cult and their
implications, is something of a dereliction.
As for the first angle, Badian does not go into great detail about
what 'the classic theory of religious demarcations' is. This is not surprising:
we have no, and apparently cannot have, inside understanding of this 'classic
theory' - all we have is evidence from contemporary literature, from which we
must infer as far as possible the nature of the demarcations, without necessarily
understanding the precise logic of those demarcations. Thus far, in principle, Badian's
approach is reasonable. He does not take the evidence reported in the surviving
accounts at face value, but interprets it in the frame of the available
historical evidence for deification: i.e., what the prior practice of the Greeks
suggests in terms of religious demarcations between the divine and the human.
But does he successfully use the relevant evidence to consider both Alexander's
understanding of deification, and the understanding of his companions and
contemporaries?
Although he is aware of the concept of deification promulgated
by Aristotle, the tutor of Alexander (footnote 9, page 31), he is unfamiliar
with the chronology of the appearance of the idea in the Aristotelian corpus; giving as well a faulty reference, citing the
remark at 1284a as 1248b, where Aristotle makes 'the much misunderstood
statement' that ‘the individual: whose virtue is so pre-eminent... may truly be
deemed a God among men'. This appears to be as much as Badian knows about
Aristotle's concept of deification, and thus his understanding of the
proskynesis debate is severely circumscribed.
Turning to the debate itself, it is depicted as taking place between
two individuals named in the account of Arrian as Anaxarchus and Callisthenes
(Curtius Rufus gives the name 'Cleon' to the former participant - which matter
will be discussed later). Anaxarchus suggests that the time has come for
Alexander to be worshipped as a god, on the basis of his achievements and his
descent, and asks: 'why not now in his lifetime, rather than uselessly after
his death?' By stressing the use of
the deification Anaxarchus indicates his motive is the ideological advantage to
be gained by Alexander, and that the step is for some reason an unprecedented
one. He is attempting to persuade Alexander away from some perception of the
divine which makes such a step unthinkable. He (Anaxarchus) argues after the
death of Alexander's friend Cleitus that: 'the wise men of old made Justice to
sit by the side of Zeus... to show that whatever Zeus may do is justly done. In
the same way all the acts of a great king should be considered just, first by
himself, then by the rest of us'. Plutarch, writing much later, provides reinforcement for the idea that
Alexander was tempted by this argument for the arrogation of divine status,
stating that, while in Egypt, Alexander was 'most pleased by the statement of
an Egyptian philosopher 'that all men are governed by God for in everything
that which rules and governs is divine'.
The issue of divinity came to a head (according to Arrian) when
Alexander 'wished people to prostrate themselves in his presence'. Arrian
suggests that the matter of prostration (proskynesis)
arose due 'partly to the notion that his father was not Philip but Ammon
(referring to the declaration of the Oracle of Ammon at the Siwa Oasis), and
partly to his growing admiration, expressed also by the change in his dress and
in the general etiquette of his court, of Median and Persian extravagance'.
Arrian suggests that there were plenty of servile courtiers willing to flatter
Alexander's vanity, and that 'Anaxarchus the sophist was one of the worst'.
The argument of Anaxarchus was opposed by Callisthenes of Olynthus,
a nephew of Aristotle (it is of some importance to note that Arrian agrees with
Callisthenes argument, though he disagrees with the tastelessness with which he
responded to the raising of the issue). Arrian explicitly accuses Alexander of
deliberately setting up the debate with Anaxarchus as the protagonist, who
argued that 'Alexander had a better claim... to be considered divine than
Dionysus or Heracles' and that 'there would be greater propriety' in him being
paid divine honours, and that there was 'no doubt that they would honour him as
a god after he had left this world; would it not therefore, be in every way
better to offer him this tribute now, while he was alive, and not wait till he
was dead and could get no good of it?'
Before passing on to Callisthenes response, it should be noted that
the notion of tribute here is important, for it implies one or both of two
things: that the honour of being called a god is within the capacity of man to
give (i.e., part of the spectrum of honours available to mortal judgement: gods
were normally revealed via oracular pronouncement); and secondly that it is
perceived by Anaxarchus as an honour, an awestruck and indebted response, and
not a precise intellectual concept.
Both of these implications are opposed by Callisthenes. He argues
that Alexander is 'fit for any mark of honour that a man may earn' (meaning that
divinity cannot be earned), but emphasises the separateness of the divine,
instancing the examples of the divine being marked by 'the building of temples,
the erection of statues, the dedication of sacred ground... sacrifice is
offered and libations are poured... yet of all these things not one is so
important as this very custom of prostration... a god, far above us on his
mysterious throne, it is not lawful for us to touch, and that is why we proffer
him the homage of bowing to the earth before him' (i.e., the act of prostration symbolised to
the Greeks the transcendent nature of the object of worship, and to have accepted
prostration would involve the idea of Alexander as a transcendent being). Hence
he continues, 'it is wrong... to make a man look bigger than he is by paying
him excessive and extravagant honour, or at the same time, impiously to degrade the gods (if such a thing were possible) by
putting them in this matter on the same level as men' (my emphasis).
As the result of Callisthenes response the matter was dropped, but
Arrian further emphasises the supposed inhuman arrogance of Alexander with his
account of the plot of Hermolaus (with which Callisthenes was implicated) to
kill him for his crimes and to free the Macedonians from evils 'which were no
longer to be borne'.
We can clarify the nature of the debate and the implications for
Alexander's career by considering what we know of the participants and those responsible
for the transmission of the story.
1. Anaxarchus:
described as featuring as the 'court philosopher' in the Alexander tradition by
Badian, was a pupil of Democritus. After the death of Alexander, Anaxarchus was
'thrown by shipwreck into the power of Nicocreon, king of Cyprus, to whom he
had given offence, and who had him pounded to death in a mortar' (i.e., atomised, which suggests strongly that
either Nicocreon had an informed sense of humour, or that the incident is
fictionalised).
2. Callisthenes:
Badian observes that he is related to Aristotle but denies that he was a
philosopher, which is incorrect. As well as being Aristotle's nephew he was
also his pupil (he is supposed to have sent back from Babylon records of
eclipses for the preceding 1900 years).
This is an interesting philosophical
opposition. Democritus (and his doctrines) was so hated by Plato that he could
not bring himself to mention his name. The Democritean school was essentially
materialistic and deterministic, the state of things being explained as the
concourse of atoms (indivisibles) and hence was very untheological: subtle theological
distinctions were meaningless to them. Democritus 'explicitly denied that
anything can ever happen by chance' and, unlike Aristotle in particular,
'sought to explain the world without introducing the notion of purpose or final cause' [Russell, History of Western Philosophy, ch.ix]. Further,
'he disbelieved in popular religion'.
3. Arrian:
with regard to Arrian's competence to accurately report the proskynesis debate
Badian supports his contention that Arrian was a philosopher by referring to a
colleagues’ discovery of a statue base which declares this fact. But Arrian's
status as a philosopher has never
been in dispute: Arrian is responsible for preserving the teachings of Epictetus
in the form of lecture notes (the latter promoted 'a gospel of inner freedom to
be attained through submission to providence and a rigorous detachment from
everything not in our power').
Arrian's essentially teleological perspective naturally involves
an acceptance of the interpenetration of fact and value (in other words, everything
means something). So that, given Alexander's aspiration to more than his proper
due, he must, of necessity, fall.
This is the programme of Arrian's account of Alexander's life: Alexander very
nearly merited the status he is supposed to have desired, but even he did not
merit the status of divinity. This argument dictates the pattern of the rhetorical
contest between Anaxarchus and Callisthenes, as it dictates the change of name
of one of the participants by Curtius Rufus. As Badian notes, Curtius Rufus
rhetoricizes and has a bad record on names. The substitution of 'Cleon' for Anaxarchus
is probably an allusion to the opponent of Pericles, whom both Aristophanes and
Thucydides speak of as 'a vile, unprincipled demagogue'. Hence, if Anaxarchus
followed his master in disbelieving in popular religion and had no teleological
outlook (a proper sense of the equivalence of place and worth) then Curtius
might well choose to suggest that the arguer of the view that Alexander should
be a god while he lives is a 'vile, unprincipled demagogue', interested only in
the ideological function of religion.
Both Callisthenes and Alexander were pupils of Aristotle, and his
views are likely to have had impact on both of them (Arrian points out [bk. 7]
that 'Alexander was not wholly a stranger to the loftier flights of
philosophy', though he yokes to this observation that 'he was to an
extraordinary degree, the slave of ambition'). Aristotle argued that divinity
was 'merited' or at least was the ultimate target at which men pursuing virtue
were aiming in reality. However, the characteristics of divinity argued by Aristotle [bk.x, Nicomachean Ethics] must have been very
disagreeable to a man pursuing virtue through action. Throughout the Ethics runs a division between the moral
and the intellectual virtues: it is the former which make us human, and the
latter which make us something more. As Aristotle says, 'the student of
intellectual problems (in this case Alexander) has no need of all the paraphenalia
(of moral life)... moral activities are human par excellence', and in completing the circuit of moral excellence we
are liberated from these merely human observances and can pursue 'the activity
of the intellect...'.
So far the argument would
be pleasing to Alexander, exonerating him from the normal human obligations.
But what follows must have caused him disquiet, for this 'activity of the
intellect' takes 'the form of contemplation, and not to any end beyond
itself... but such a life will be too high for human attainment'. Aristotle continues
that the life of contemplation 'will not be lived by us in our merely human
capacity but in virtue of something divine within us'. But to do this Aristotle
counsels that we forget our mortality and that we should, 'so far as in us lies...
put on immortality and... leave nothing unattempted in the effort to live in
conformity with the highest thing within us'.
While this argument makes some kind of sense, it proposes a desperate
contradiction for someone like Alexander, in pursuit of all achievement as his
portion: he cannot be both human and divine
- which appears from the evidence to be consistent with the traditional Greek
view concerning the divine. Aristotle characterizes the divine as above all
forms of virtuous activity, remarking that if the gods are living beings from whom
all forms of activity have been removed there is nothing left but
contemplation; and thus he concludes that the activity of god is contemplation.
It is likely that the problem of his divinity - framed in this
context - did exercise the mind of Alexander: the events of his last days are
informed with sense if this is so. The brooding, the obsessive concern with sacrifices,
ritual bathing and omens, all argue that Alexander was at war with himself over
an impossible problem: this time the knot could not be cut. All achievement was
not to be his as promised by the oracle and the work remained incomplete. Had
he been deserted by the gods because of hubris? And even if he could cross the
gulf between the human and the divine, in the light of Aristotle's argument
concerning the nature of the divine, would he be any better than dead, if still
living? It may be that he came to believe that he could only achieve the
ultimate happiness (and status), as described by Aristotle, in death (note
Alexander's reaction to the gymnosophist Dandanus who asserted his self-sufficiency
and who was happy that in death he would be free of his body, which he
described as his 'unseemly housemate' [Arrian, bk. 7].
In conclusion, it is possible to disinter from the proskynesis debate
much more than Badian achieves, despite his close analysis, if the relevant
information is brought to bear. Not only is it possible to make more sense of
the actual debate, it is possible to make sense also of Alexander's career as a
totality as well as in its details. The meaning of his life to the
Successors becomes clearer, as does his importance to the transmitters of the information,
who shaped the tradition according to their concern with its significance, and
not merely the desire to narrate a remarkable career.
Works consulted:
Badian, E. 'The Deification of Alexander the Great', in Ancient
Macedonian
Studies in Honor of Charles F. Edson, 1981
Badian, E. 'Some Recent Interpretations of Alexander' &
Schwarzenberg, E. 'The Portraiture of Alexander': both in
[Entretiens sur
L'Antiquite Classique vol. 22 (1975)]: Alexandre
Le Grand: Image et Realite
[Fondation Hardt]
Walker, S. & Burnett, A. The
Image of Augustus, 1981
Russell, B. A History of
Western Philosophy, 1961 [2nd ed.]
Speake, J. (et al) A
Dictionary of Philosophy, 1979
Aristotle Politics; Nicomachean Ethics
Wallbank, F.W. The
Hellenistic World
Sinclair, T.A. ”A History of Greek Political Thought, 1967 [2nd
ed.]
Austin, M.M. ”The Hellenistic World, 1981.
Plutarch, Lives ‘Life
of Alexander’
Arrian, The Anabasis of Alexander
Arrian, The Anabasis of Alexander