Showing posts with label Anaximander. Show all posts
Showing posts with label Anaximander. Show all posts

Thursday, 10 January 2019

Philosophical Thought in Greece and Babylonia (III)




We can never know exactly when the idea of Being, or, as we may characterise it, the most abstract possible conception of the nature of reality, first entered human consciousness. It may have been an idea which was conjectured as long ago as the Palaeolithic period, or as late as the early Neolithic. 

However, for those who accept the western convention that the abstract conception of Being as the foundation of reality itself was first broached by the Greeks in the middle of the 1st millennium BCE., the very idea of its earlier presence in human consciousness is an absurdity. The Western convention explains very little, is not supported by the available evidence, but it serves the purpose of closing off from our consideration even the possibility of a much longer history of the idea of Being. And for the gigantic, sprawling edifices of Western philosophy and religion, this is, for the most part, a comfort.

Yet the evidence for a much earlier presence of the idea of Being in civilization is far from invisible, except to those for whom (prima facie) the idea of an earlier existence for the concept can have no reality. Historians are disabled in their critical understanding of antiquity by the fact that the contemporary episteme – the intellectual frame in which ideas can be thought and discussed - excludes the possibility that the idea of Being is truly ancient.

It was suggested in the late 19th century that the idea of Being was of no importance, since it was not possible to say anything about the nature of Being with any certainty: it was beyond having anything predicated of it. That alone made it possible for scholars to ignore the question of Being, whatever role it might have had in ancient cultures. The modern west had reached the point where ancient ideas made so little sense in terms of a modern understanding, that the idea of Being was simply passed by.
 
In antiquity the conception of Being was understood to be coterminous with reality itself. Hence the suggestion in the Babylonian ‘Enuma Elish’ that the dimensions of physical reality were stretched out of this primal and transcendent reality. In such terms, it is impossible to dismiss Being as an idea which does not need to be addressed. However, the idea of a reality beyond physical and sensory reality was effectively dismissed in the 19th century. What we could see, measure and weigh was the only reality we could engage with. What might lie beyond the scalar and vector values was not something which could be rationally addressed. In fact the conception of a transcendent reality disappeared altogether from the range of things which might be known and understood, at least in terms of real knowledge. If divines and mystics still wanted to talk about these things, they were free to do so. But their discussions were treated as so many varieties of nonsense, and were not worthy of consideration.

In antiquity, the infinite, or Being itself, was not seen as inaccessible. That is clear from the texts we have. But it does not mean that connection with the Infinite and Being was regarded as unproblematic. The difficulty was the result of a collision between the logic of the immanence of the divine, and earthly logic. According to the latter, it is impossible for the divine to intersect with physical reality, since something cannot be other than it is. At least according to Aristotelian logic. Plato can not be interpreted the same way.

As we cannot know the origins of monotheism, we cannot know the origins of polytheism. We have to accept that. It is too far in the past. And indeed, there may have been no single origin for polytheism; no identiable path by which the human mind and human experience shaped man’s encounter with a plurality of gods. Generally we imagine how polytheism came to be: as the result of political and social struggles in antiquity, with the creation of pantheons of gods, whose existence mirrors in large part, earthly experience of powers, exalted into entities who have their existences somewhere quite remote from human experience. They are in some way in notional control of all aspects of ancient life, and are often deeply unfathomable in both  their natures and in their behaviour. Therefore they give rise to a sense of awe and sometimes terror in the human mind.

This way of looking at the origins of polytheism assumes that there is no transcendental aspect to polytheism, and that polytheism is a phenomenon which precedes both the first discussions of the idea of Being, and the idea that there is a transcendental reality which was understood to stand behind the world of appearance.

These two propositions stand behind the modern interpretation of the meaning and function of the gods in antiquity, and both propositions were occasionally entertained in antiquity itself, particularly from Hellenistic times onwards. We assume that this way of seeing and understanding the gods, which is our modern understanding, was as correct then as it is now, even if other ideas were current about the gods, and how the human race might engage with them, as though they were truly real. For the anthropologist and classicist James Frazer, the idea of discussing Being, now as well as in antiquity, is nonsensical. It is an abstraction about which it is not possible to say anything. For Frazer, Being is an unattainable abstraction, and for all practical purposes, it does not profit us to discuss it in any way.

And yet… Frazer himself noted that the idea of Being was clearly regarded as a proper subject for discussion by some of the earliest Greek philosophers – Anaximander, Hesiod, Heraclitus, and Pythagoras, for example, as well as for later figures, such as Parmenides and Plato. If the discussion of Being is a corollary of the emancipation of the human mind from irrational patterns of thought, normally imagined to be a major landmark in Greek civilization, the fact that there is a continuity of discussion around the idea of Being long before the development of the Athenian intellectual hegemony - via Plato’s Academy, and Aristotle’s Lyceum – is something which requires an explanation.
  
There is no such explanation available to be considered as long as we persist in the presumption that there is no conception of the ultimate abstraction of Being before the 5th century BCE, which even the Greek evidence contradicts. Greek genius? I cannot write that without a sense of irony. It is an explanation which explains nothing, but draws attention to the fact that either we have nothing useful to say about the intellectual achievement of the Greeks, or that we choose to remain within our modern episteme.

We also need to escape the notion that the intellectual achievement of the Greeks owed nothing to contact with other cultures – again a view based on the presumption that there was no concept of the ultimate abstraction of Being anywhere else before the Greeks. Isocrates credited the Egyptians with the discipline of philosophy. Aristotle indirectly referenced the Egyptians by suggesting that philosophy may have begun with a professional class with time to think, by which he clearly had in mind the Egyptian priesthoods. And we know something of the cultural contacts (both intellectual and commercial) that the Greeks had with Egypt. Solon visited Egypt and talked with the priests. Pythagoras did the same, and also spent time in Babylon. The historian Herodotus wrote extensively (if often inaccurately) about Egypt, and went so far as to claim that the names of some of the Greek gods came from Egyptian sources.

We also know now of the cultural impact of the empire of Assyria on Greece, partly through the close proximity of Ionia with the kingdom of Lydia, a client state of the Assyrians, and through the direct capture of Athens by the Assyrian king Sennacherib, some time around 700 BCE. There was a temple to Assyrian gods built in Athens, according to the Greek writer Abydenus, and so there would have been Assyrian temple personnel present for a significant period of time, during which there was the possibility of a significant exchange of ideas. We have long known that many notions of the presocratic philosophers echo similar Mesopotamian ideas. 

 ['Philosophical Thought in Greece and Babylonia' (IV) will follow shortly].

Thomas Yaeger, January 10, 2018

Friday, 9 November 2018

Transcendental Thought in Ancient Assyria



Transcendental thought in Assyria? The conventional view is that there is no transcendental or rational thought worthy of the name before the rise of Greek philosophy. That is the settled view of western scholars. A new anthology of transcendentalist thought *1, compiled by David LaRocca, published in February 2017, begins only with the writings of the Greeks, and without a trace of embarrassment about having nothing to say about earlier times.   

This view, which is dependent on the notion of intellectual and cultural progress, has been growing ever firmer since the European Enlightenment. The philosopher Karl Jaspers saw the Greeks in terms of a transition from one way of thinking, mostly alien to us, to another, which is the root of the way we understand our reality now. He termed the middle of the 1st millennium B.C.E. as 'the axial age'. His 'axial age' marks the transition from what is essentially irrational thinking, to rational thought. 

So now this period has a name. And because it has a name, it serves a function. That function is, in practice, to close off detailed consideration of what went before it, since it is not worth looking at as part of the history of of rational thought. Before the axial age, there was no rational thought. People lived and died in a miasma of irrational ideas, in a world peopled with gods and demons, and who had strange ideas concerning causality and meaning.

In practice ancient Assyria (and the whole Mesopotamian oikumene) is largely studied in terms of the things we think we know and understand, such as power, propaganda, and ideology. These things we assume to be universals in history, applicable to ancient societies, as much as to our own. We treat power, propaganda and ideology as the only intelligible rational drivers in the culture of Assyria. Assyria therefore is held prisoner within the presumptions of a historical and sociological school of scholarship which is a little more than a century and a half old. Very little effort is made to enter into the intellectual world of ancient Assyria, and  that intellectual world is treated (more or less) as an irrelevance to our understanding. 

The new exhibition, 'I am Ashurbanipal: king of the world, king of Assyria', it appears, does not challenge the scholarly approach to ancient Assyria which was developed during the twentieth century, and which persists today. That is not what the exhibition is for. It celebrates the British Museum and its extensive Assyrian collections, put together since the beginning of the excavations in the near East, halfway through the nineteenth century. It is also a way of cementing the established view of ancient Assyria in the public imagination. It is, to a significant extent, an exercise in propaganda.The British Museum is guarding the status quo. 

To look at Assyria in any other way is essentially an act of cultural subversion. Nevertheless, the established view is untenable. It has been untenable for years. 

Sometimes academic disciplines get stuck in a particular place, or become trapped in a set of approaches which once seemed to make sense, but no longer serve to advance the discipline. Assyriology is unfortunately in that position today. This is despite the work of a small number of scholars who have published on the transcendentalism which can be detected in the religion, art and literature of ancient Assyria. 


Assyriology is a discipline which is very dependent on a number of other subjects (Classics, Anthropology, Sociology, and Philosophy in particular). It does not stand on its own. An Assyriologist does not need to ask a classicist or a philosopher whether the Greeks pioneered philosophy and abstract thought in the middle of the 1st Millennium B.C.E., since he already knows their answer, and defers to it. As a result, a serious challenge to the validity of the concept of an 'axial age' is unlikely to start in Assyriological circles.

For a period of a hundred and fifty years, the Assyrian Empire is the best documented ancient civilization available for study, as the Ashurbanipal exhibition shows. If we are ever going to gain a real insight into the nature and sophistication of ancient thought in the Near East, that insight will emerge from the close study of all aspects of ancient Assyria, and not just those aspects of their culture which can be used to support modern theories about how the human story unfolded. 

Here is a selection of fourteen articles (mostly book chapters and chapter extracts) which explore an alternative Assyria to the the one promoted by the Assyriological profession, and by the current exhibition. A few of these articles draw on Babylonian records, which also illuminate Assyria thought and culture. Those who have studied Mesopotamia in any depth know that Assyria and Babylonia belonged to a Mesopotamian cultural oikumene.There were many significant differences, but also many similarities, right down to their respective gods, and languages (mutually intelligible dialects of Akkadian, as well as common use of Sumerian).  

1. 'Greece and the cultural Impact of the Assyrian Empire' (full article) 

Keywords: Assyria, Greece, Cyrus, Pythagoras, Sennacherib, Babylon


It has been argued for some considerable time that there was a significant Assyrian impact on the culture of Greece, and the development of philosophy.*2 Simo Parpola published a paper in 2004 *3 (buried in a Festschrift), which argued that Assyria influenced Ionia, on the western coast of what is now Turkey, through its interactions with the kingdom of Lydia. This argument was made on the basis of Assyrian administrative documents. At about the same time, with no knowledge of Parpola's paper, I compiled the following document, largely on the basis of Greek accounts, mostly buried and unregarded in the writings of Eusebius. Our papers arrived at broadly the same conclusion, but the Greek references to Assyria are the more startling in their implications for the cultural history of Greece and the beginnings of western philosophy.*4


2. 'The Threshold in Ancient Assyria' (full article) 

Keywords: Assyria, Threshold, Border, Liminal, Carpets, Cones, Garlands, Sacred Tree 

Pauline Albenda studied (in detail) the threshold designs in Assyrian places from a phenomenological point of view, and published her important account in 1978 in the Journal of the Ancient Near East.*5 I reviewed her work in the following article, but from the point of view of the ritual and cultic significance of the threshold and the associated designs in Assyria. The designs are associated with the Assyrian sacred tree, which is itself associated with the idea of an ultimate limit. *6

3. 'The Idea of Being in Israel' (full article)

Keywords: Bible, Philosophy, Religion, Theology, Israel, Assyria 

Close examination of passages in the Old Testament show an intimate understanding of Mesopotamian ideas of divinity, and a great deal of borrowing of these ideas. Divinity was associated with the concept of the limit. The passages also show that these descriptions of divinity have a philosophical aspect. In the book of Malachi for example, God is made to say 'I do not change', which is an explicitly philosophical conception of what the divine is. YHWH also declares his identity with Being: ‘I am the first, and I am the last; and beside me there is no God.' This article draws heavily on a discussion published by Michael Dick and Christopher Walker.  *7


4. 'The Making and Renewal of the Gods in Ancient Assyria' (full article)

Keywords: Making Gods, Assyria, Mesopotamia, Divine Images, Sumer, Shamash, Esarhaddon, Ashurbanipal, Plato, Astronomy 

There are some extraordinary documents present in the library of Ashurbanipal, which give us great detail about the ideas lying behind the creation of gods, and their refurbishment. To do their work, the craftsmen are allotted a temporary divinity themselves, which was removed once the work is done. How and why was this conceived to be possible? Temporary divinity was possible only if ritual action was conceived to establish connection with transcendent divinity itself *8. . 


5. 'Installing the Gods in Heaven: the Babylonian Mis Pi Ritual' 
(extract from article) 

Keywords: Babylon, Divinity, Installation,  Mis Pi, Palm, Quay, Ritual, Rivers, Statues, 
Tamarisk 

And we have the ritual. The ritual for the installation of the Gods in Heaven survives in more than one copy. One of the best is Babylonian, but it reflects Assyrian thought and practice also. The idea of men being able to create gods runs counter to what we think we understand about ancient cult. But it is quite clear that they had reasons for thinking that they had the power to create gods.*9 


6. 'Who Will Appear Before the City? (Divination in Sargonid Assyria)' 

Keywords: Assyria, Divination, SunGod, Haruspicy 

The sages of the kings of Assyria conceived that it was possible to divine the mind of the gods, and therefore to know about the future. They thought this because they conceived of reality (that is, a reality which transcends physical reality) as something which already contained all things which were possible, though not already revealed to the mind of man. The information could be accessed if a commonality was established between the inquirer and the god (in this case Shamash, the Sun god). That commonality could be established by completing the life of a sacrificial animal, and examining its entrails, which were understood to reflect divine knowledge at the point of the completion of its life. This is a compilation of twenty such enquiries about the future, presented here without commentary. The texts are taken from The State Archives of Assyria, vol. 4..*10


7. 
'Standing in the Place of Ea: The Adapa Discipline and Kingship in the Neo-Assyrian Empire' (full article)

Keywords: Ashurbanipal, Assyria, Adapa, Mesopotamia, Mythology, Enki, Abzu, Kingship, Neo-Assyrian Empire, Sargonids

An overview of the role of the king in the Assyrian Court and State, and an analysis of the Adapa myth in Ashurbanipal's education. The King is responsible for upholding not just the state, but the universe itself.*11


 Keywords: Mesopotamia, Philosophy, Abstraction, Cult  

What is the intellectual core idea which energised the Assyrian state? It is the idea of eternity, of reality itself, which stands behind physical reality. The king's role is to connect both worlds, through his excellence in this world. It is essentially the same concept which allowed the divine (coterminous with reality itself) to be questioned about the future in 'Who Will Appear Before the City?' *12


9. 'Being, Kabbalah, and the Assyrian Sacred Tree' (extract from article) 

Keywords: Assyria, Kabbalah, Perfection, Sacred Tree, Abstraction, Mesopotamia 

The Jewish Kabbalah has been understood by historians to be a body of ideas and practices which were developed from the early middle Ages onwards, and which perhaps owe something to the influence of Gnosticism. There is the concept of an absolute without limit in Kabbalism (the 'En Sof'), which is not a problem if Kabbalism was developed in the middle Ages. However, there is a striking resemblance to the Assyrian Sacred Tree, if the Mesopotamian God numbers are inserted into the structure. If this identification is accurate, then the 'En Sof' may have been a living concept as far back as the middle of the 2nd Millennium B.C.E. *13


10. 'The Fifty Names of Marduk' (extract from article)  

Keywords: An, Babylon, Enuma Elish, Marduk, Mesopotamia, New Year,Festival

The idea of an axial age in the middle of the 1st millennium B.C.E. divides historical, cultural and archaeological time into two epochs: the first is (for us) an epoch which is deeply irrational in nature. Rationality only emerges after the rise of philosophy among the Greeks. This is a deeply problematic notion, because the Assyrians and Babylonians defined themselves as rational beings. The idea is quite clearly expressed in the section of the Babylonian New Year festival, where the supreme god (Marduk in Babylon) is described as the totality of the characteristics of the other gods, who provide for good order in the world. These gods came into existence at Marduk's call, and replaced the disorder of the first and irrational creation.*14 


11. 'The Concept of the Plenum in Babylon' (full article) 

Keywords: Babylon, Ancient History, Plenum, Creation

The concept of a transcendent and unlimited reality containing all possibility, standing behind the creation, and all generation and manifestation in the physical world, was an absolutely key idea to both the Assyrians and the Babylonians. The following article discusses the two creations which form part of the New Year Festival liturgy, and how the double nature of the creation points to to the presence of such a conception (an undifferentiated 'plenum' containing all possible things as potencies).*15
   

12 'Being and Representation in Greece and Assyria' (full article)  

Keywords: Forms, Idolatry, Philosophy

Several of the foregoing articles are chapters in the book The Sacred History of Being (2015), which discusses a shared (or borrowed) substratum of ideas, both in Greece, and in Assyria. This article reviews some of the major parallels, and the implications of such a shared cultural substrate.*16 


13.
'Oannes and the Instruction of Mankind' (full article) 

Keywords: Berossus, Telos, Origins, Civilization, Apkallu

The nature of the Mesopotamian understanding of reality is reinforced by the story of the first sage, who instructed mankind in knowledge of cultivation, and knowledge of seeds and plants. We have the account from the Babylonian writer Berossus, who describes an amphibious creature (capable of living in two worlds) with the head of a fish, which emerged from the sea and imparted his knowledge in the daytime, before returning to the deep at night. The symbolism of this is clear: water is one of a number of images which can symbolise the plenum, in that it is formless, without colour, and which exists in abundance. Living in the sea, Oannes has access to the knowledge which the plenum holds. *17


14. 'Ocean and the Limit of Existence' (full article) 

Keywords: Generation, Abundance, Myth, Creation

The symbolism of water and ocean is a feature of poetry and literature around the Mediterranean and the Near East. It is widely associated with ideas of creation, generation, and abundance.*18



Notes:


*1 The Bloomsbury Anthology of Transcendental Thought, edited by David LaRocca, Bloomsbury, 2017.
*2 Parpola, S., 1993c “The Assyrian Tree of Life: Tracing the Origins of Jewish Monotheism and Greek Philosophy”: Journal of Near Eastern Studies 52, 161-208. See also: Parpola, S., 2000a “Monotheism in Ancient Assyria,” in Barbara Nevling Porter, ed., One God or Many? Concepts of Divinity in the Ancient World (Transactions of the Casco Bay Assyriological Institute 1, Casco Bay), 165-209. 
*3 Parpola, S., 2003b “Assyria’s Expansion in the 8th and 7th Centuries BCE and Its Long-Term Repercussions in the West,” in W. G. Dever and S. Gitin, eds., Symbiosis, Symbolism and the Power of the Past: Canaan, Ancient Israel and their Neighbors from the Late Bronze Age through Roman Palestine. Proceedings of the Centennial Symposium, W.F. Albright Institute of Archaeological Research and the American Schools of Oriental Research, Jerusalem, May 29-May 31, 2000 (Winona Lake: Eisenbrauns), 99-111.
*4 Yaeger, T., 'Greece and the Cultural Impact of the Assyrian Empire', in The Origins of Transcendentalist Thought in Ancient Religion, Anshar Press, 2019.  
*5 Albenda, P., ‘Assyrian Carpets in Stone’, in JANES [the Journal of the Ancient Near Eastern Society of Columbia University], vol 10, 1978
*6 Yaeger, T. 'The Threshold in Ancient Assyria' in The Origins of Transcendentalist Thought in Ancient Religion, Anshar Press, 2019.
*7 Yaeger, T., 'The Idea of Being in Israel' in The Sacred History of Being, Anshar Press, 2015. The rituals for the installation of gods are discussed in two books: 
Dick, M, Born in Heaven, Made on Earth: The Making of the Cult Image in the Ancient Near East,  Eisenbrauns, (Winona Lake, Indiana), 1999, and 
Walker, C, and Dick, M., The Induction of the Cult Image in Ancient Mesopotamia: The Mesopotamian Mis Pi Ritual, State Archives of Assyria Literary Texts vol. 1, The Neo Assyrian Text Corpus Project, 2001. 
*8 Yaeger, T., 'The Making and Renewal of the Gods in Ancient Assyria' in The Sacred History of Being, Anshar Press, 2015
*9 Yaeger, T.,'The Babylonian Mis Pi Ritual' in The Sacred History of Being, Anshar Press, 2015
* 10 Starr, Ivan, Queries to the Sungod: Divination and Politics in Sargonid Assyria, SAA (State Archives of Assyria) vol 4, Helsinki University Press, 1990. Ritual life reveals a great deal about the minds of the royal court, and many of the rituals survive and are collected together in Parpola's Assyrian Royal Rituals and Cultic Texts, SAA vol 20, The Neo-Assyrian Text Corpus Project, 2017
*11 Yaeger, T., 'Standing in the Place of Ea: The Adapa Discipline and Kingship in the Neo-Assyrian Empire', in Understanding Ancient Thought, Anshar Press, 2017,
*12 Yaeger, T., ''Shar Kishati' and The Cult of Eternity', in Understanding Ancient Thought, Anshar Press, 2017,
*13 Yaeger, T., 'Being, Kabbalah, and the Assyrian Sacred Tree', in The Sacred History of Being, Anshar Press, 2015
*14 Yaeger, T.,  'The Fifty Names of Marduk', in The Sacred History of Being, Anshar Press, 2015
*15 Yaeger, T., 'The Concept of the Plenum in Babylon' in Understanding Ancient Thought, Anshar Press, 2017, 
*16 Yaeger, T., 'Being and Representation in Greece and Assyria', in The Sacred History of Being, Anshar Press, 2015
*17 Yaeger, T., 'Oannes and the Instruction of Mankind', in The Sacred History of Being, Anshar Press, 2015
*18 Yaeger, T.,'Ocean and the Limit of Existence', in The Sacred History of Being, Anshar Press, 2015

Thomas Yaeger, November 11, 2018



Thursday, 19 July 2018

The Greek Ontological Model in the 1st Millennium B.C.E.





This is a discussion of the ontology and theology of the Greeks, in the context of the 1st Millennium B.C.E. It is essentially an overview of where I was, written between 26 July and the 3rd of August 2003. I have revised some of the English, and excised a couple of short passages, but the argument remains as it was. It is quite a long read (around six thousand words), but some readers will find the discussion rewarding and worth the effort. It has a number of themes, but essentially it is a discursive account of Plato as a theological writer. 

It is divided into six sections, which I list here:

Abstract and Introduction
Where is the Theology of the Greeks?
Discovering Greek Theology
The Intellectual basis of Greek Theology
Magic and Ontology in Ancient Greece
Beyond Motion and Change


Abstract

This essay proposes a substantial revision to the current cultural model for the Greeks. It argues that we need to modify our picture of the ontological model available to the Greeks in this period, and consequently to adjust the corresponding ontological model we use to interpret the cultural significance of their religious thought and practice. It also attempts to rearrange some of the fractured pieces of the Greek cultural continuum into a more appropriate set of relationships.


Introduction


This essay is, in contemporary parlance, ‘left field’, in that it does not develop a current line of argument about Greek civilisation, but instead proposes a very radical re-interpretation of the Greek cultural phenomenon. It does this, not because the author wishes to wilfully and contrarily reorder the phenomenon, but because the author has been pushed toward a radical re-interpretation by the evidence itself for the understanding of ancient Greece over a period of twenty years: this evidence suggests that the ontology available to the Greeks themselves in the 1st Millennium B.C.E. was much more sophisticated than we have hitherto allowed ourselves to imagine. As a whole, the phenomenon of philosophy (and its sudden appearance) in Greece is problematic in its broad relationship to a number of aspects of the Greek cultural matrix (with which it has a number of clear connections), and there has been no recent serious attempt to address these issues. Indeed, it is difficult to imagine in what circumstances within the academic world of classics such radical re-interpretation would be possible. Plus there is the question of who has the responsibility and expertise to start playing around with the ontology of the Greeks – the philosophers or the classicists?

So this is a radical little text, dealing with a cultural no-man’s land, which is unlikely to find an orthodox home in a journal such as JCS or JHS, or any of the others. Too bad! It is nonetheless a serious piece of work which I think deserves at least a little attention, in that its radical re-ordering of the Greek cultural matrix  offers the possibility of understanding the theological background to the development of, for example, participatory democracy in Greece – the sort of background  scholars have suspected for some considerable time - but have been unable to explore. The reason it has not been possible to explore it (it is argued in this essay) is because the ontological model we attribute to the Greeks is not the one they had.

The essay also  proposes a new way of understanding the role of sacrifice among the Greeks, and has a few new words to say on Greek conceptions of participation and magic.


Where is the Theology of the Greeks?

Much of it is in the pages of Plato. Plato is a religious writer. His writings do not tell us, as the current orthodoxy generally holds, about a secular programme of philosophical investigation. Instead his writings tell us about the theology of the Greeks. This has not been recognised much in practice and in detail by scholarship – however the later commentators all the way up to Proclus wrote their commentaries on the basis that he was writing about theology. In the renaissance they read Plato very much the same way. However we do not ourselves currently have a conception of theology or of its history which comfortably allows us to see the ideas expressed in the dialogues as evidence of theology.

The later commentators have been dismissed as insignificant to the interpretation of Plato because much of what they wrote betrays ideas of eastern origin. In other words, their theological interpretation of Plato depends on ideas which are clearly drawn from eastern sources, and on that account  their interpretations are illegitimate as a means of understanding and interpreting Plato. On this account the later Platonists are designated by us as ‘Neoplatonists’. A distinction they would not have understood.

The presumption here behind the orthodox position is that both Greek religious and theological ideas and the ideas contained in Plato are autochthonous – i.e., they don’t belong within a common cultural matrix whose boundaries across Europe and the Middle East are difficult to define. Greek ideas are Greek, and Plato’s dialogues represent an expressly Greek (and essentially  philosophical) interpretation of reality.

One of the reasons for the popularity of the autochthonous nature of Greek ideas is the easy identification of religion as the outward expression of an inward theology.  While it is true that aspects of an outward religion may (and sometimes do) reflect details of an inward theology, it is also the case that there is no necessary and obvious connection between them at a formal level (this on account of the various purposes, many of them pragmatic, which underpin the show of religion).  In other words, it is not possible to guess the nature of the theology underpinning a religious literature and its iconography simply by analysis of those things.  It has (for example) been too easily assumed that Homer tells us what we need to know about Greek religion (Plato’s view of  Homer and the other poets is well-known). But, constructing a picture of Greek theology on the basis of the descriptions of the Gods and their actions in Homer results in a morally unsatisfactory result and a source of embarrassment - to the Greeks as well as ourselves. It is hard to imagine a people with the intellectual curiousity and power of the Greeks being happy to consider the Homeric epics as sufficient description and explanation of the world for any length of time, and for any serious purpose.

However, the contemporary view is that, since Plato is not writing about Homeric ideas of divinity, he cannot be telling us about Greek theology: therefore he is writing about a more or less secular programme of philosophical inquiry.

On the contrary, I repeat that Plato is writing about Greek theology, and that theology is part of a common body of philosophical theory and argumentation, orally maintained for many generations. Naturally it isn’t the case that all Greeks were familiar with the ideas which find expression in his pages, any more than a straw poll in an English street would reveal a picture of the central theological beliefs of the Church of England. But it is the case that Plato is writing about the theology of his culture, in that it reflects the body of doctrine shared by his peers.

What are the reasons for arguing that Plato is not writing about theology? Firstly, what Plato writes does not resemble closely what we now regard as theology. We don’t expect to encounter theology in a dialogue format. He deals with abstract arguments which, it seems, only occasionally admit of a theological interpretation. Discussions of the relationship between the one and the many are expressly conducted in terms of logic. And so these discussions are treated in pedagogical terms. It might be that an argument by Plato might be seen by a later writer as having a theological application, but that does not mean that Plato was discussing theology.

 Secondly, Plato is regarded as the apex of philosophical speculation in the ancient world. He did not invent philosophy, but to a significant extent invented the discipline which we now recognise as philosophy.  It is often assumed – because there appears to be no evidence to the contrary – that clear abstract thinking began with Plato. And clear understanding of ideas of infinity and the boundless, the currency of later theological speculations, also began with him (earlier philosophers such as Anaximander and Parmenides may have concerned themselves with such concepts and arguments, but they represent no more than the foreshadowings of what Plato would do. It isn’t real philosophy as we understand it).

In short, before Plato abstract speculation in the writings of the presocratics does not really count as philosophy. Certainly not as these speculations are  represented to us in the historical record. Before Plato, there is, it is assumed, no coherent logical argument about intellectual abstractions. It has been argued in fact that, before Plato, most speculation was carried out at the level of concrete images, and that concrete ideas alone were the currency of earlier ages in Greece and elsewhere.

During the past 150 years or so, the civilisations of antiquity, in cultural and intellectual terms, have been seen as a relatively new development, grown out of an ‘urdummheit’, or initial stupidity. This is not a difficult view to understand, if we do not separate out (as we now do not) the apparatus of public religious expression and the theology which gave it a legitimate life, since the credulity apparent in the ancient world, with its bizarre cults and practices, its sacrifices to the gods, its Hades and Sheols, its divine honours, suggests a degree of unreason. When read at face value, these practices do appear to indicate an intellectual capacity not yet fully formed.

Not only do we not separate the forms of religious expression from the theological underpinnings, the same doctrine of ‘urdummheit’ (mercifully no longer an axiomatic premise in the study of the ancient world) has left us with no conception of an ancient theology, beyond whatever poor thing might be assumed (usually something convenient to our own assumptions) to lurk inside the outward show. It is not there, because it cannot be there -  the intellectual capacity necessary for philosophy and abstract theology was not developed until the middle of the first millennium B.C.E.


Discovering Greek Theology


We have to interpret the evidence of the past on the basis of what we already know about the world. How we pass beyond what we know to an understanding of something which, beforehand, we did not understand, is still a process which involves a degree of mystery. In some way the categories of our understanding have to be modified by the perplexing experience of evidence which takes us beyond the structures already established in our minds (and in the academic curriculum). Despite the best efforts of Francis Bacon to formalise the process of intellectual invention, we still cannot mechanise this, and cannot prescribe how it is that we go from one intellectual model of the subject in question, to a better one. But a better model is what is required.

The ancients (including Plato) have been accused of mistaking a subjective ontology for an objective one (Both J.G. Frazer and Benjamin Jowett approached Plato from this point of view). In other words, they were accused of making a fundamental mistake in their understanding of the world, and that this is the principal difference between us and them – by contrast we do not make this particular ontological mistake. Consequently it is all too easy for us to treat their conceptions as if they were struggling to deal with the kind of epistemological and ontological questions which are of importance to us, and which make sense within our own ontological model of reality – practical questions of understanding physical issues  – how do we know what a thing is, and understand its relations with other things in the world; how we understand and delineate ‘real’ (phenomenal) things; how we deal with things on a rational basis; how we avoid thinking about phenomena in faulty ways. And so on. When the Greeks address abstract metaphysical questions, such as whether the Good is one or many, we behave as if they failed to understand the limits of philosophical enquiry.

On the contrary it is we who traduce their ontology. They were not talking about the phenomenal world as an ontological structure (not until the advent of Stoicism as a doctrine and a practical view of life from the 5th century B.C.E. onwards, in both Greece and, it would seem, Egypt). They were talking about what they regarded as reality itself, which (they presumed) underpins the phenomenal world.

Though we cannot formalise the process of changing ontological models, we can say something about the process, and what it involves.  A subjective ontology is one which is held within the mind, and is assumed to describe to an accurate degree the reality which is being apprehended. Which in this case is the material and textual evidence from ancient Greece. Discovering the difference between a subjective and an objective ontology depends on observation of the limits of the subjective ontology in explaining what is observed. 

Where there is a discrepancy, there is likely to be a deficiency in (at the least) the ontological description. An obvious example of this phenomenon is the long-standing and highly successful account of the planetary motions by the astronomer and geographer Ptolemy, which provided a reasonably practical  mathematical description of what was observed from the earth, but did not come close to describing the real motions of the planets. Even when the ontology is adjusted to more accurately describe the observed reality, it may be that the revised theoretical model only accounts satisfactorily for what is observed at the level of mathematical description, without actually addressing the real nature of the phenomena.  Sometimes no amount of revision of the description is adequate: sometimes the model has to be changed.

It follows therefore, that if the ontology we give the Greeks, and the ancients in general, is significantly faulty, then there ought to be evidence within both the written record, the monumental record, and the archaeological record, which is not easily (or at all) accommodated by the existing model. As a general description, the existing model may be satisfactory for our contemporary purposes, but it does not satisfactorily account for all the available detail, and more importantly, account for the significance accorded to the detail in the ancient world. For example, we often account for ancient religious belief and practice in terms of ideology and propaganda, but this leaves out a detailed accounting of the perceived intrinsic worth of these ideas in the ancient world, and their contemporary context. The presumption appears to be that it is simply uneccessary to address these details in such terms.

There ought also to be deformations in the history of the apprehension of the Greeks (their reception), as a result of the struggle to make sense of their civilization within the categories we choose as a means to understand it. There is of course such evidence. Martin Bernal has dealt with much of the history of the revised scholarly model of Greece developed from the eighteen-forties onwards, (and in an exemplary fashion) in the first volume of Black Athena, which was received more warmly by the academic community than might have been expected. However Bernal’s work was intended to open up the territory, not to close the book on a bad period for the study of antiquity in Europe. At the moment we are in an interesting place, in that the former model of antiquity created by scholars no longer holds sway, but most of its parts are still in place to stave off undesirable vacuum. Many questions need to be answered still about the development of the scholars model, and about the traduction of the intellectual world of antiquity which resulted. The evidence remains, but is now no longer securely framed by the labours of 150 years of scholarship which produced a collusive and fictional tale of ‘how it was’. The anomalies in the evidence are still a legitimate subject for academic enquiry. But now they should be apprehended as far as possible as they are., as they present themselves, and explained as far as possible in terms of the culture which gave rise to them.

Systematic study of this anomalous evidence ought to lead us to a more precisely tailored ontology for the Greeks and the ancients, by suggesting an alternative hypothesis upon which (all) the evidence might rest.  In the course of such a study we should remember that the anomalous nature of some of the evidence from ancient Greece arises from the curious way it sits within our own models of the past – not because this evidence is intrinsically intrusive, violating the cultural context in which it is found.

Some of the anomalies are within particular bodies of evidence. For instance, the Platonic dialogues, read as philosophy, contains many pieces of information which are not easily integrated within modern analyses of his work which see that work within the frame of a research or teaching programme, for which there is no evidence. There must have been teaching of some sort in the Academy, but we have no idea about the nature of that teaching, and all current models depend on retrojections of later notions about philosophical pedagogy in Greece.

The work of other ancient writers is similarly unhappy at being interpreted in terms of a model of philosophical activity which depends ultimately on later conceptions of what it is to do philosophy, and in which, through long practice, scholars have become comfortable with sidelining the context and much of the detail of the texts. Not to mention the now dubious practice of emendation which has gone on since the recovery of classical texts in the renaissance (cf Scaliger’s commitment to ‘extreme scholarship’ in the ‘reconstruction’ of Aristotle’s Greek from an Arabic translation).

 Other anomalies arise in details of description and practice. Some of these seem to be satisfactorily explained in terms of the ‘urdummheit’ model, in that they are explained in terms of the failure to be something like ourselves. Examples might be the use of oracles, the consultation of entrails, the notice given to omens and the practice of divination, the honour and worship directed at statues and images, as well as the worship of ancestors and the dead, the importance of liturgy and ritual, the emphasis on completion and perfection, the ubiquitous practice of animal sacrifice, the attribution of the sacred to inanimate things, and the prevalence of the view that the detail of the world is almost entirely conditioned by ends.

These things, which seem like a disparate array of ancient peculiarities (and are so treated by and large by modern scholars), are in fact tied together as a set of practices and phenomena by an underlying body of ideas. Within that body of ideas they make sense. The varieties of practice and phenomena are intelligible as the development of an intellectual apprehension of reality, in a manner paralleled by the development of ideas and practices in our own intellectual world.

This intellectual apprehension of reality is in fact what ancient theology is.

Much of this theology can be obtained through a careful reading of Plato’s Timaeus and the Parmenides. However there are other texts which contain rich information about the same body of ideas. Plato’s the Sophist and the Theatetus, and the Republic are others. Aristotle’s On Generation and Corruption is another one of these works. The Enneads of Plotinus, despite their relatively late date, give perhaps the clearest picture of the theology shorn of the context of disputation found in the Platonic Dialogues.

The essence of Greek theology is an intellectual apprehension of the ground of reality, of the ultimate reality, as being beyond all categorisation and apprehension. This ultimate reality, though one, is also twofold, in that while it gives rise to all subsequent manifestations and shadows of its nature, it also remains as itself, abiding and unseen; above all participation in the world it generated.

This is the both the ultimate reality and the ultimate target of intelligence. It is both unformed and the repository of all possible forms. It is chaos in a sense, in that it is beyond all human reduction to order, but it embraces all reality in potential.

It is also the ultimate ground of power: the source to which all things must look for renewal. All intermediary sources which can renew the power of an entity, practice, phenomenon or idea, also draw power ultimately from the principal source.

It is also the place where the same and the different meet. All distance is collapsed in the ultimate ground of reality. Opposites are one, and the most distant objects are in the most intimate contact. The beginning and end of time are conjoined and inseparable.

This is the essence of the ideas enshrined in Greek theology.

Initiation into the theology was by the method illustrated by Plato in his dialogues – through the insufficiency of logic and argument to pin down the ultimate reality as other than something which utterly transcends the categories of human description and understanding, and which is in fact beyond all description and all understanding.

This is the core of an ancient practice of dialectic. In itself there is little about it which can be said to be exclusively Greek, except insofar as we have great evidential detail through Plato. However, traces of the idea echo through the religious beliefs and iconography of the Greeks, once you know what to look for. It is the common occult substratum which binds together some of the most important aspects of Greek civilization.

Greek civilization, its key literature, its art, its ritual, its religious beliefs, is underpinned by a range of ways of thinking, ways of interpreting, ways of conceiving, ways of operating, and consequential ends, which all owe their validity to the common occult substratum of theology. The occult substratum did not give rise to these modes of thinking and operating (it appears to be - at least to an extent - ‘hard-wired’ into our conceptual apparatus), but informs them with meaning which they would scarcely have without it (French classical anthropologists have done excellent work in unpicking Greek cultural practice without any conception that, at some very deep level, a sophisticated philosophical model underpinned the details of festivals and rituals). 

Initiation into the substratum, or even slight knowledge of its existence and content, would, for the Greeks, inform life, art and belief in an extraordinary way: it would be amplified and vivified in proportion to the degree of understanding of the ideas involved in the cultural apparatus. Most Greeks were however uninformed about the real nature of their culture’s theological background, but they nevertheless had a grasp of some of the consequential details, without understanding their origin in the depths of a complex and (in certain senses)  unified body of  discursive ideas about the divine.


The intellectual basis of Greek Theology

If the ultimate ground of reality is as revealed (essentially negatively) in Plato’s dialogues, and in the Enneads of Plotinus, then a number of  fairly obvious logical inferences will be made.

Firstly, this ultimate ground of reality is the principal subject of religious awe, honour and worship. Other entities may have a claim on priestly worship, but only in so far as they participate in the ultimate ground of reality. However, much of the imagery, conception and narrative in religion is accidental rather than essential, in that it arises in response to human credulity, vanity, and political requirements. Religious establishments pay a price for their existence in the world, and paying honour to accidental divinities is part of that price. Creating them (even setting them up in heaven, which a skill of the theurgists)  is another part of that price.

Secondly, the nature of the model in which the ultimate ground of reality is the complete collapse of not only the categories of perception, but also the ultimate ontological collapse of the categories of reality and existence, means that the ground of reality is, despite appearances, immanent to all things, whether abstract or concrete.The ultimate ground of reality can be emulated and invoked; can be summoned, and made near.

Thirdly, it follows that contact with the ultimate ground of reality is a matter of apprehension and understanding – a matter of ontological models and ontological nous: of knowing, and knowing what you are doing.

Fourthly, for the foregoing reasons, it is immensely important that the ultimate ground of reality be recalled and invoked to the greatest degree by the wise, and be made proximate in the world to the utmost. Not as a merely pious observance, but as a vital part of religious activity. The arguments leading up to the insight that the ultimate reality is a place which transcends the logic and order of the physical world, where things which happen seem to be impossible within the logic of that physical world as explored within the Platonic dialogues (motion and change), mean that the ultimate ground of reality makes difficult or even impossible things possible. Contact and transaction with that ground of reality is therefore imperative if temporal power of any kind is desired.


Magic and Ontology in Ancient Greece

Numerous theories of magic have been given some kind of life since the late nineteenth century. The one which has had the most influence is of course Frazer’s theory of sympathetic and contagious magic. It is not clear from The Golden Bough in which the theory is described that other possibilities have been discarded. However other possibilities have been discarded. Wittgenstein objected to Frazer’s general picture of ancient society on the grounds that it made ancient man stupid; unable to make distinctions between fallacious notions and plausible ones, which are  (as we think) relatively easy for us to make. 

In Frazer’s prize-winning late nineteenth-century essay on the development of Plato’s theory of Ideas, it is clear why other possibilities are not considered: for Frazer Plato’s ontology is merely a projection of subjective categories, and not in any way a proper apprehension of reality. The reason for this judgement is that Plato is not concerned with the same realities as Frazer – i.e, epistemological questions about the physical reality which is the concern of the scientific and technical enterprise of the late nineteenth century (he makes this view explicit). Plato’s ontology is about what Plato considered (subjectively) important, and is not subject to falsification. Frazer as a consequence did not consider the Parmenides to be an important dialogue from the point of view of understanding Plato’s philosophy, and considered that many of the questions discussed in that dialogue (and elsewhere), were merely ‘popular questions of the day’.

There is some truth in the proposition that Plato’s ontology is not subject to falsification. If Plato’s ontology is erected on the basis of an earthbound logic applied to abstract questions, rather than observation and experiment, then it cannot be subject to falsifcation in any strictly scientific sense. But we are not concerned here with a scientifc sense of falsification, but rather a logical one. The ontology  (essentially a theory of Being) which emerges from the dialogues of Plato is expressly an ontology which is apart from any human and earthbound interest – it may be about ‘the Good’, but that ‘Good’ is not necessarily good in any terms a human being can easily understand. This ontology does not feed any human, subjective and pre-existing model of reality – instead (to the consternation of scholars looking for a purely pedagogical purpose to the Platonic dialogues) it violates it to the maximum degree. The arguments explored in the course of the dialogues often destroy the validity of views and opinions which seem to be plain common sense.  The logic used to reach these positions necessarily invalidates itself in the course of argument, and the nature of the ultimate reality 'established' as a result of these arguments expressly violates any subjective and pre-existing ontology in the mind of the inquirer. Therefore the charge that Plato confounded a subjective ontology with an objective one is unfounded.

As for the Frazerian theory of magic, which he seemed to think was applicable to the ancient world as well as to the ’savages’ who peopled nineteenth century anthropology, it is expressly based on Locke’s seventeenth century theory of the association of ideas (Frazer’s world view was thoroughly enlightenment and Lockean)  – it presumes the absence of  a model of reality based on an ontology which has a theory of Being as its core. It is an appropriate theory therefore if the the notion that Plato was dealing in theology is imaginary.  However if the Platonic theology is not imaginary, then the Frazerian theory of sympathetic and contagious magic is not appropriate for an analysis of the world of ideas in Greek antiquity.
Magic outside the world of the credulous depends for its possibility and efficacy on an ontology which makes participation possible. We do not have to accept this logic, but it is important to understand that magical relationships between things were considered to be a consequence of the ontology which supports participation between things which are separate at the level of physicality. Magic may be practiced by those who know little or nothing of the ontology which gives the practice plausibility and its logic. However those who know of the basis of the logic in the ontology have greater power because they know what they are doing (cf Plato’s remarks on magic performed by prophets and diviners in the Laws).

In the Renaissance those who were enthused by the writings of Plato understood there to be an ontological basis to the principles of association between objects, and presumed that this was understood by the Greeks. This has been seen to be implicit in the texts of the dialogues at various times in the history of their critical interpretation. Almost none of the contemporary academic discussions of the ancient world depends on the existence of an ancient ontology which is based on a sophisticated theory of Being.

The study of the thought of the ancient world requires that our understanding of ancient theology and ontology is clarified, so that we understand that, whatever Plato or other authors may say, we should not presume that they are making the kind of mistake which Frazer and his successors suggested that they made. The ancient ontology may be faulty, but whatever might be wrong with it, plain stupidity is not the souce of the fault.

In attempting to understand the subtle distinctions between the varieties of religious ritual, craft and art, and understand where an action, statement, formula or construction is shaped by an ontology and its understanding rather than some other cause, we might follow Aristotle in looking at the cultural production of the past in terms of four separable causes – the ontological (or final cause), the efficient, the formal and the material. Cultural productions which depend on a theory of Being are productions which are those produced in the context of an ontological theory, and an understanding of that theory. It matters little whether that understanding is accurate and well-informed or not – what we are looking for is the tell-tale signs in the production which mark these items as evidence of a contextual theory of Being. 

It is however quite common for these tell-tale signs to appear in periods where there may be no understanding of ontology at all – in which case the physical evidence tells only something about the intellectual history of its origins. For the understanding of the intellectual stature of those times, other evidence is necessary.


Beyond Motion and Change 

The theology which makes participation a vital part of the universe (since the One gave rise to the Many) also in some of its arguments suggests participation (and motion and change) to be impossible (cf. the argument in the Sophist about whether or not forms may participate if they are unchanging). At a certain point in the development of theological ideas, therefore, a premium would be placed on the devising and isolation of methods in which participation with the ultimate ground of reality would be maximised without motion and change. In other words, importance would be placed on the development of techniques to make participation efficacious which did not depend on motion and change - two things which appeared to be illusory. Hence the ideas of completion and perfection became central to religious practice.

 The ideas of completion, perfection, limit, and end were closely associated. They were however not the same, though they could, according to standard practice in ancient Greece as elsewhere in the ancient world, stand in for each other metonomously, or metaphorically. Participation was made emphatic by achievement of these states. As Aristotle wrote, each end is the thing for which its component parts exist. There are many ends for which things exist, but there is one ultimate end for which all exists (Plato made this idea explicit by saying that ‘you exist for the end, and not the end for you’). By extension, it is clear that the lesser ends exist for the final end of all things (the Good, or the ultimate ground of reality). Each end has characteristics in common with the ultimate ground of reality, and this is a mode of participation with that ground.  Thus, the limit of a thing, or the reaching of its end, or the completion of an action, or the achievement of a perfect excellence in anything is in effect, within the ontological model which depends on a theory of Being, the opening of a high-road to the ultimate ground of reality.

This is suggestive of a deep-seated unity behind a number of disparate phenomena. Excellence, declared by Aristotle to be something performed for its own sake, now has a clearer rationale (one which was always implicit in the Ethics where he makes clear that the highest virtue is contemplation, which makes men like the gods – at least according to the argument of his book). An excellence performed is implicitly performed for the most perfect excellence, and can be seen as an act significant in the context of a theory of Being. A property of the transcendent end is emulated by the performance of the excellence, and a bond is thereby established. Excellence has an explicit theological context to Aristotle, and is not confined to the secular world.

This leads us to the idea of ‘binding’ as it was understood at the time of Ficino’s revival of Platonism. Several concepts cluster around this idea, which is closely related to the ideas of participation and joining, and ‘harmonia’. Binding is the act of  opening a connection with the ultimate ground of reality through the establishment of a mode of participation, and by so doing, the agent of the action enters territory where possibility of thought and action are magnified. This can be achieved in a number of ways, including the precise performance of an appropriate ritual, the performance of an appropriate sacrifice - at the appropriate time, for the appropriate reason, and to the appropriate divinity (amplified by multiplicity of sacrifice, or by a more acceptable victim), the correct and complete recital of a liturgy, the consultation of an oracle, the honouring and worship of a god according to the proper styling (the god having a special kind of completion as a an attribute). The correct and appropriate distribution of the shares in the sacrificial animals among the community is also the performance of a special (as opposed to the ultimate) excellence.

The act of sacrifice itself represents the act of ‘binding’ within the ontological model. That is, whereas it has been presumed that the act of sacrifice is to be interpreted as an act of giving to the god, and receiving in terms of the distribution of the parts of the body of the sacrificial animal (as it must have been interpreted by those not privy to the ontological justification in antiquity), in fact it can be understood as a form of completion given to the animal at the crucial moment of slaughter.